Legal & Financial

Prospectus’

August 13, 2009 Pender Growth Fund
January 13, 2010 Amendment 1 to Pender Growth Fund Prospectus
January 28, 2010 Amendment 2 to Pender Growth Fund Prospectus
May 27, 2009 Pender Corporate Bond Fund and Small Cap Opportunities Fund

Portfolio Holdings

December 31, 2009 Pender Growth Fund Portfolio Holdings
December 31, 2009 Pender Corporate Bond Fund Portfolio Holdings
December 31, 2009 Pender Small Cap Opportunities Fund Portfolio Holdings
   
September 30, 2009 Pender Growth Fund Portfolio Holdings
September 30, 2009 Pender Corporate Bond Fund Portfolio Holdings
September 30, 2009 Pender Small Cap Opportunities Fund Portfolio Holdings
   
March 31, 2009 Pender Growth Fund Portfolio Holdings

Pender Growth Fund Financials

June 30, 2009 PGF Financial Statements
June 30, 2009 PGF Management Report

Pender Growth Fund Proxy Voting Record

June 30, 2009 PGF Proxy Voting Record

Pender Growth Fund Redemption Request Forms

Series 1 Redemption Request Form
Series 2 Redemption Request Form