Legal & Financial

Fund Facts

June 25, 2018 All Funds

Portfolio Holdings

September 30, 2018 Pender Canadian Opportunities Fund
September 30, 2018 Pender Corporate Bond Fund
September 30, 2018 Pender Small Cap Opportunities Fund
September 30, 2018 Pender Strategic Growth & Income Fund
September 30, 2018 Pender US All Cap Equity Fund
September 30, 2018 Pender Value Fund
September 30, 2018 Pender North American Small Cap Fund

Year End Distributions

December 21, 2018 Distribution Factors

Simplified Prospectus and Annual Information Form

June 25, 2018 Simplified Prospectus – All Funds
June 25, 2018 AIF – All Funds
December 31, 2018 Pender Growth Fund – AIF

Semi-Annual Financials

June 30, 2018 Semi-Annual Financial Statement (All Funds)
June 30, 2018 Semi-Annual Financial Statement – Pender Growth Fund
June 30, 2018 Pender Canadian Opportunities Fund – MRFP
June 30, 2018 Pender Corporate Bond Fund – MRFP
June 30, 2018 Pender Growth Fund – MRFP
June 30, 2018 Pender Small Cap Opportunities Fund – MRFP
June 30, 2018 Pender Strategic Growth & Income Fund – MRFP
June 30, 2018 Pender US All Cap Equity Fund – MRFP
June 30, 2018 Pender Value Fund – MRFP

Annual Financials

December 31, 2017 Annual Financial Statement (All Funds)
December 31, 2018 Pender Growth Fund – Annual Financial Statement
December 31, 2018 Pender Growth Fund – MD&A
December 31, 2017 Pender Canadian Opportunities Fund (MRFP)
December 31, 2017 Pender Corporate Bond Fund (MRFP)
December 31, 2017 Pender Small Cap Opportunities Fund (MRFP)
December 31, 2017 Pender Strategic Growth & Income Fund (MRFP)
December 31, 2017 Pender US All Cap Equity Fund (MRFP)
December 31, 2017 Pender Value Fund (MRFP)

Proxy Voting Records

June 30, 2018 Pender Canadian Opportunities Fund
June 30, 2018 Pender Corporate Bond Fund
June 30, 2018 Pender Growth Fund
June 30, 2018 Pender Small Cap Opportunities Fund
June 30, 2018 Pender Strategic Growth & Income Fund
June 30, 2018 Pender US All Cap Equity Fund
June 30, 2018 Pender Value Fund

Independent Review Committee

December 31, 2017 IRC Report to Unitholders

Annual Letter from the President of Pender

January 2018 Letter from the President of Pender

Pender Growth Fund AGM Materials

April 18, 2018 Notice of Meeting
April 18, 2018 Information Circular
April 18, 2018 Proxy – Class C