Legal & Financial
Fund Facts
| June 25, 2018 | All Funds |
Portfolio Holdings
| September 30, 2018 | Pender Canadian Opportunities Fund |
| September 30, 2018 | Pender Corporate Bond Fund |
| September 30, 2018 | Pender Small Cap Opportunities Fund |
| September 30, 2018 | Pender Strategic Growth & Income Fund |
| September 30, 2018 | Pender US All Cap Equity Fund |
| September 30, 2018 | Pender Value Fund |
| September 30, 2018 | Pender North American Small Cap Fund |
Year End Distributions
| December 21, 2018 | Distribution Factors |
Simplified Prospectus and Annual Information Form
| June 25, 2018 | Simplified Prospectus – All Funds |
| June 25, 2018 | AIF – All Funds |
| December 31, 2018 | Pender Growth Fund – AIF |
Semi-Annual Financials
| June 30, 2018 | Semi-Annual Financial Statement (All Funds) |
| June 30, 2018 | Semi-Annual Financial Statement – Pender Growth Fund |
| June 30, 2018 | Pender Canadian Opportunities Fund – MRFP |
| June 30, 2018 | Pender Corporate Bond Fund – MRFP |
| June 30, 2018 | Pender Growth Fund – MRFP |
| June 30, 2018 | Pender Small Cap Opportunities Fund – MRFP |
| June 30, 2018 | Pender Strategic Growth & Income Fund – MRFP |
| June 30, 2018 | Pender US All Cap Equity Fund – MRFP |
| June 30, 2018 | Pender Value Fund – MRFP |
Annual Financials
| December 31, 2017 | Annual Financial Statement (All Funds) |
| December 31, 2018 | Pender Growth Fund – Annual Financial Statement |
| December 31, 2018 | Pender Growth Fund – MD&A |
| December 31, 2017 | Pender Canadian Opportunities Fund (MRFP) |
| December 31, 2017 | Pender Corporate Bond Fund (MRFP) |
| December 31, 2017 | Pender Small Cap Opportunities Fund (MRFP) |
| December 31, 2017 | Pender Strategic Growth & Income Fund (MRFP) |
| December 31, 2017 | Pender US All Cap Equity Fund (MRFP) |
| December 31, 2017 | Pender Value Fund (MRFP) |
Proxy Voting Records
| June 30, 2018 | Pender Canadian Opportunities Fund |
| June 30, 2018 | Pender Corporate Bond Fund |
| June 30, 2018 | Pender Growth Fund |
| June 30, 2018 | Pender Small Cap Opportunities Fund |
| June 30, 2018 | Pender Strategic Growth & Income Fund |
| June 30, 2018 | Pender US All Cap Equity Fund |
| June 30, 2018 | Pender Value Fund |
Independent Review Committee
| December 31, 2017 | IRC Report to Unitholders |
Annual Letter from the President of Pender
| January 2018 | Letter from the President of Pender |
Pender Growth Fund AGM Materials
| April 18, 2018 | Notice of Meeting |
| April 18, 2018 | Information Circular |
| April 18, 2018 | Proxy – Class C |
