Legal & Financial

INVESTMENT FUNDS
PENDER GROWTH FUND INC.
PENDER PRIVATE INVESTMENTS (formerly WORKING OPPORTUNITY FUND (EVCC) LTD.)

Investment Funds

Regulatory
August 25, 2021Annual Information Form (Alternative Mutual Funds)
August 25, 2021Simplified Prospectus (Alternative Mutual Funds)
August 25, 2021Fund Facts (Alternative Mutual Funds)
June 25, 2021Simplified Prospectus
June 25, 2021Annual Information Form
June 25, 2021Fund Facts
PORTFOLIO HOLDINGS
September 30, 2021Pender Bond Universe Fund
September 30, 2021Pender Corporate Bond Fund
September 30, 2021Pender Enhanced Income Fund
September 30, 2021Pender Global Focused Fund (formerly Pender US All Cap Equity Fund)
September 30, 2021Pender Small Cap Opportunities Fund
September 30, 2021Pender Small/Mid Cap Dividend Fund
September 30, 2021Pender Special Situations Fund
September 30, 2021Pender Strategic Growth & Income Fund
September 30, 2021Pender Value Fund
September 30, 2021Pender Value Fund II
September 30, 2021Pender Alternative Absolute Return Fund
September 30, 2021Pender Alternative Arbitrage Fund 
Semi-Annual Financial Reporting
June 30, 2021Semi-Annual Financial Statement
June 30, 2021Pender Bond Universe Fund – MRFP
June 30, 2021Pender Corporate Bond Fund – MRFP
June 30, 2021Pender Enhanced Income Fund – MRFP
June 20, 2021Pender Global Focused Fund – MRFP (formerly Pender US All Cap Equity Fund)
June 30, 2021Pender Small Cap Opportunities Fund – MRFP
June 30, 2021Pender Small/Mid Cap Dividend Fund – MRFP 
June 30, 2021Pender Special Situations Fund – MRFP
June 30, 2021Pender Strategic Growth & Income Fund – MRFP
June 30, 2021Pender Value Fund – MRFP
June 30, 2021Pender Value Fund II – MRFP 
Annual Financial Reporting
December 31, 2020Annual Financial Statements
December 31, 2020Pender Bond Universe Fund – MRFP
December 31, 2020Pender Corporate Bond Fund – MRFP
December 31, 2020Pender Enhanced Income Fund – MRFP
December 31, 2020Pender Small Cap Opportunities Fund – MRFP
December 31, 2020Pender Small/Mid Cap Dividend Fund – MRFP
December 31, 2020Pender Strategic Growth & Income Fund – MRFP
December 31, 2020Pender Strategic Investment Fund – MRFP
December 31, 2020Pender US All Cap Equity Fund – MRFP (renamed Pender Global Focused Fund)
December 31, 2020Pender Value Fund – MRFP
December 31, 2020Pender Value Fund II – MRFP
Proxy Voting Records
June 30, 2021Pender Bond Universe Fund
June 30, 2021Pender Corporate Bond Fund
June 30, 2021Pender Enhanced Income Fund
June 30, 2021Pender Small Cap Opportunities Fund
June 30. 2021Pender Small/Mid Cap Dividend Fund
June 30, 2021Pender Special Situations Fund
June 30, 2021Pender Strategic Growth & Income Fund
June 30, 2021Pender US All Cap Equity Fund (renamed Pender Global Focused Fund)
June 30, 2021Pender Value Fund
June 30, 2021Pender Value Fund II
Year End Distributions
December 24, 2020Year End Distributions 2020
INDEPENDENT REVIEW COMMITTEE
AboutIndependent Review Committee
December 31, 2020IRC Report to Unitholders

Pender Growth Fund Inc.

June 25, 2020Pender Growth Fund – Annual Letter
REGULATORY
June 30, 2021Information Circular 
June 30, 2021Proxy – Class C
May 22, 2020Information Circular
May 22, 2020Proxy – Class C
May 22, 2020Notice of Meeting
December 31, 2019Annual Information Form
Financial Reporting
September 30, 2021Q3 2021 – Quarterly MD&A
September 30, 2021Q3 2021 – Quarterly Financial Statement 
June 30, 2021Q2 2021 – Quarterly Financial Statement
June 30, 2021Q2 2021 – Quarterly MD&A
March 31, 2021Q1 2021 – Quarterly Financial Statement
March 31, 2021Q1 2021 – Quarterly MD&A
December 31, 2020Annual Financial Statement
December 31, 2020Annual MD&A
September 30, 2020Q3 2020 – Quarterly Financial Statement
September 30, 2020Q3 2020 – Quarterly MD&A
June 30, 2020Q2 2020 – Quarterly Financial Statement
June 30, 2020Q2 2020 – Quarterly MD&A
March 31, 2020Q1 2020 – Quarterly Financial Statement
March 31, 2020Q1 2020 – Quarterly MD&A
December 31, 2019Annual Financial Statement
December 31, 2019Annual MD&A
September 30, 2019Q3 2019 – Quarterly Financial Statement
September 30, 2019Q3 2019 – Quarterly MD&A

PENDER PRIVATE INVESTMENTS INC. (FORMERLY WORKING OPPORTUNITY FUND (EVCC) LTD.)

Regulatory
April 14, 2021Notice of Meeting
April 14, 2021Information Circular
April 14, 2021Form of Proxy
June 30, 2020Proxy Voting Records
Financial Reporting
September 30, 2021Pender Private Investments – Quarterly MD&A
September 30, 2021Pender Private Investments – Quarterly Financial Statements
June 30, 2021Pender Private Investments – Semi Annual Financial Statement
June 30, 2021Pender Private Investments – Quarterly MD&A
June 30, 2020Working Opportunity Fund – Commercialization Series – MRFP
June 30, 2020Working Opportunity Fund – Venture Series – MRFP
December 31, 2020Working Opportunity Fund – Annual Financial Statement
December 31, 2020Working Opportunity Fund – Commercialization Series – MRFP
December 31, 2020Working Opportunity Fund – Venture Series – MRFP