Legal & Financial

INVESTMENT FUNDS
PENDER GROWTH FUND INC.
PENDER PRIVATE INVESTMENTS (formerly WORKING OPPORTUNITY FUND (EVCC) LTD.)

Investment Funds

Regulatory

November 15, 2024	Simplified Prospectus (Pender US Small/Mid Cap Equity Fund)
November 15, 2024	Fund Facts (Pender US Small/Mid Cap Equity Fund)
June 28, 2024	Simplified Prospectus (Conventional and Alternative Mutual Funds)
June 28, 2024	Annual Fund Facts (Conventional Mutual Funds)
June 28, 2024	Annual Fund Facts (Liquid Alternative Funds)
March 2024	Relationship Disclosure Brochure

PORTFOLIO HOLDINGS

September 30, 2024	Pender Alternative Absolute Return Fund
September 30, 2024	Pender Alternative Arbitrage Fund
September 30, 2024	Pender Alternative Arbitrage Plus Fund
September 30, 2024	Pender Alternative Multi-Strategy Income Fund
September 30, 2024	Pender Alternative Special Situations Fund
September 30, 2024	Pender Bond Universe Fund
September 30, 2024	Pender Corporate Bond Fund
September 30, 2024	Pender Small Cap Opportunities Fund
September 30, 2024	Pender Strategic Growth and Income Fund
September 30, 2024	Pender Value Fund

Semi-Annual Financial Reporting

June 30, 2024	Pender Mutual Funds – Semi-Annual Financial Statement
June 30, 2024	Pender Alternative Mutual Funds – Semi-Annual Financial Statement
June 30, 2024	Pender Alternative Arbitrage Fund – MRFP
June 30, 2024	Pender Alternative Arbitrage Plus Fund – MRFP
June 30, 2024	Pender Alternative Absolute Return Fund – MRFP
June 30, 2024	Pender Alterative Multi-Strategy Income Fund – MRFP
June 30, 2024	Pender Alternative Special Situations Fund – MRFP
June 30, 2024	Pender Bond Universe Fund – MRFP
June 30, 2024	Pender Corporate Bond Fund – MRFP
June 30, 2024	Pender Small Cap Opportunities Fund – MRFP
June 30, 2024	Pender Strategic Growth & Income Fund (formerly Pender Enhanced Income Fund) – MRFP
June 30, 2024	Pender Value Fund – MRFP

Annual Financial Reporting

December 31, 2023	Pender Mutual Funds – Annual Financial Statements
December 31, 2023	Pender Alternative Mutual Funds – Annual Financial Statements
December 31, 2023	Pender Alternative Arbitrage Fund – MRFP
December 31, 2023	Pender Alternative Absolute Return Fund – MRFP
December 31. 2023	Pender Alternative Arbitrage Plus Fund – MRFP
December 31, 2023	Pender Alternative Multi-Strategy Income Fund – MRFP
December 31, 2023	Pender Alternative Special Situations Fund – MRFP
December 31, 2023	Pender Bond Universe Fund – MRFP
December 31, 2023	Pender Corporate Bond Fund – MRFP
December 31, 2023	Pender Small Cap Opportunities Fund – MRFP
December 31, 2023	Pender Small/Mid Cap Dividend Fund – MRFP
December 31, 2023	Pender Strategic Growth & Income Fund (formerly Pender Enhanced Income Fund) – MRFP
December 31, 2023	Pender Value Fund – MRFP

Proxy Voting Records

June 30, 2024	Pender Alternative Arbitrage Fund
June 30, 2024	Pender Alternative Absolute Return Fund
June 30, 2024	Pender Alternative Arbitrage Plus Fund
June 30, 2024	Pender Alternative Multi-Strategy Income Fund
June 30, 2024	Pender Alternative Special Situations Fund
June 30, 2024	Pender Bond Universe Fund
June 30, 2024	Pender Corporate Bond Fund
June 30, 2024	Pender Small Cap Opportunities Fund
June 30, 2024	Pender Small/Mid Cap Dividend Fund
June 30, 2024	Pender Strategic Growth & Income Fund (formerly Pender Enhanced Income Fund)
June 30, 2024	Pender Value Fund

Year End Distributions

December 31, 2024

2024 Year End Distributions

INDEPENDENT REVIEW COMMITTEE

About	Independent Review Committee
March  04, 2024	IRC Report to Unitholders

For the year ended December 31, 2023, fees paid or payable to KPMG LLP and its network firms for the audit of the financial statements of Canadian Reporting Issuer funds within Pender Mutual Funds and Pender Alternative Mutual Funds were $324,424. Fees for other services were $134,349.

Pender Growth Fund Inc.

REGULATORY

June 4, 2024	Information Circular
June 4, 2024	Proxy – Class C
June 5, 2023	Information Circular
June 5, 2023	Proxy – Class C
May 26, 2022	Annual Information Form
April 27, 2022	Information Circular
April 27, 2022	Proxy – Class C
June 30, 2021	Information Circular
June 30, 2021	Proxy – Class C
May 22, 2020	Information Circular
May 22, 2020	Proxy – Class C
May 22, 2020	Notice of Meeting
November 8, 2021	Annual Information Form
November 29, 2021	Preliminary Short Form Base Shelf Prospectus

Financial Reporting

September 30, 2024	Q3 2024 – Quarterly MD&A
September 30, 2024	Q3 2024 – Quarterly Financial Statement
June 30, 2024	Q2 2024 – Quarterly MD&A
June 30, 2024	Q2 2024 – Quarterly Financial Statement
March 31, 2024	Q1 2024 – Quarterly MD&A
March 31, 2024	Q1 2024 – Quarterly Financial Statements
December 31, 2023	Annual Financial Statement
December 31, 2023	Annual MD&A
September 30, 2023	Q3 2023 – Quarterly MD&A
September 30, 2023	Q3 2023 – Quarterly Financial Statements
June 30, 2023	Q2 2023 – Quarterly MD&A
June 30, 2023	Q2 2023 – Quarterly Financial Statements
March 31, 2023	Q1 2023 – Quarterly MD&A
March 31, 2023	Q1 2023 – Quarterly Financial Statements
December 31, 2022	Annual Financial Statement
December 31, 2022	Annual MD&A
September 30, 2022	Q3 2022 – Quarterly Financial Statement
September 30, 2022	Q3 2022 – Quarterly MD&A
June 30, 2022	Q2 2022 – Quarterly MD&A
June 30, 2022	Q2 2022 – Quarterly Financial Statement
March 31, 2022	Q1 2022 – Quarterly MD&A
March 31, 2022	Q1 2022 – Quarterly Financial Statement
December 31, 2021	Annual Financial Statement
December 31, 2021	Annual MD&A
September 30, 2021	Q3 2021 – Quarterly MD&A
September 30, 2021	Q3 2021 – Quarterly Financial Statement
June 30, 2021	Q2 2021 – Quarterly Financial Statement
June 30, 2021	Q2 2021 – Quarterly MD&A
March 31, 2021	Q1 2021 – Quarterly Financial Statement
March 31, 2021	Q1 2021 – Quarterly MD&A
December 31, 2020	Annual Financial Statement
December 31, 2020	Annual MD&A
September 30, 2020	Q3 2020 – Quarterly Financial Statement
September 30, 2020	Q3 2020 – Quarterly MD&A
June 30, 2020	Q2 2020 – Quarterly Financial Statement
June 30, 2020	Q2 2020 – Quarterly MD&A
March 31, 2020	Q1 2020 – Quarterly Financial Statement
March 31, 2020	Q1 2020 – Quarterly MD&A
December 31, 2019	Annual Financial Statement
December 31, 2019	Annual MD&A
September 30, 2019	Q3 2019 – Quarterly Financial Statement
September 30, 2019	Q3 2019 – Quarterly MD&A

For the year ended December 31, 2023, fees paid or payable to KPMG LLP and its network firms for the audit of the financial statements of the Pender Growth Fund were $126,260. Fees for other services were $71,578.

PENDER PRIVATE INVESTMENTS INC. (FORMERLY WORKING OPPORTUNITY FUND (EVCC) LTD.)

Regulatory

July 19, 2023	Information Circular
July 19, 2023	Form of Proxy
July 19, 2022	Supplemental Mail List Return Card
June 30, 2020	Proxy Voting Records

Financial Reporting

March 31, 2023	Pender Private Investments – Quarterly MD&A
March 31, 2023	Pender Private Investments – Quarterly Financial Statement
December 31, 2022	Pender Private Investments – Annual MD&A
December 31, 2022	Pender Private Investments – Annual Financial Statement
September 30, 2022	Pender Private Investments – Q3 2022 MD&A
September 30, 2022	Pender Private Investments – Q3 2022 Financial Statements
June 30, 2022	Pender Private Investments – Quarterly MD&A
June 30, 2022	Pender Private Investments – Semi Annual Financial Statements
March 31, 2022	Pender Private Investments – Quarterly MD&A
March 31, 2022	Pender Private Investments – Quarterly Financial Statements
December 31, 2021	Pender Private Investments – Annual MD&A
December 31, 2021	Pender Private Investments – Annual Financial Statements
June 30, 2020	Working Opportunity Fund – Commercialization Series – MRFP
June 30, 2020	Working Opportunity Fund – Venture Series – MRFP
December 31, 2020	Working Opportunity Fund – Annual Financial Statement
December 31, 2020	Working Opportunity Fund – Commercialization Series – MRFP
December 31, 2020	Working Opportunity Fund – Venture Series – MRFP