Legal & Financial

INVESTMENT FUNDS
PENDER GROWTH FUND INC.
PENDER PRIVATE INVESTMENTS (formerly WORKING OPPORTUNITY FUND (EVCC) LTD.)

Investment Funds

Regulatory
March 21, 2022Simplified Prospectus (Pender Emerging Markets Impact Fund)
March 21, 2022Annual Information Form (Pender Emerging Markets Impact Fund)
March 21, 2022Fund Facts (Pender Emerging Markets Impact Fund)
August 25, 2021Annual Information Form (Alternative Mutual Funds)
August 25, 2021Simplified Prospectus (Alternative Mutual Funds)
August 25, 2021Fund Facts (Alternative Mutual Funds)
June 25, 2021Simplified Prospectus
June 25, 2021Annual Information Form
June 25, 2021Fund Facts
PORTFOLIO HOLDINGS
December  31, 2021Pender Bond Universe Fund
December 31, 2021Pender Corporate Bond Fund
December 31, 2021Pender Enhanced Income Fund
December 31, 2021Pender Global Focused Fund (formerly Pender US All Cap Equity Fund)
December 31, 2021Pender Small Cap Opportunities Fund
December 31, 2021Pender Small/Mid Cap Dividend Fund
December 31, 2021Pender Special Situations Fund
December 31, 2021Pender Strategic Growth & Income Fund
December 31, 2021Pender Value Fund
December 31, 2021Pender Value Fund II
December 31, 2021Pender Alternative Absolute Return Fund
December 31, 2021Pender Alternative Arbitrage Fund 
Semi-Annual Financial Reporting
June 30, 2021Pender Mutual Funds – Semi-Annual Financial Statement
June 30, 2021Pender Bond Universe Fund – MRFP
June 30, 2021Pender Corporate Bond Fund – MRFP
June 30, 2021Pender Enhanced Income Fund – MRFP
June 30, 2021Pender Global Focused Fund (formerly Pender US All Cap Equity Fund) – MRFP
June 30, 2021Pender Small Cap Opportunities Fund – MRFP
June 30, 2021Pender Small/Mid Cap Dividend Fund – MRFP 
June 30, 2021Pender Special Situations Fund (formerly Pender Strategic Investment Fund) – MRFP
June 30, 2021Pender Strategic Growth & Income Fund – MRFP
June 30, 2021Pender Value Fund – MRFP
June 30, 2021Pender Value Fund II – MRFP 
Annual Financial Reporting
December 31, 2021Pender Mutual Funds – Annual Financial Statements
December 31, 2021Pender Alternative Mutual Funds – Annual Financial Statements
December 31, 2021Pender Alternative Arbitrage Fund – MRFP
December 31, 2021Pender Alternative Absolute Return Fund – MRFP
December 31, 2021Pender Bond Universe Fund – MRFP
December 31, 2021Pender Corporate Bond Fund – MRFP
December 31, 2021Pender Enhanced Income Fund – MRFP
December 31, 2021Pender Global Focussed Fund (formerly Pender US All Cap Equity Fund) – MRFP
December 31, 2021Pender Small Cap Opportunities Fund – MRFP
December 31, 2021Pender Small/Mid Cap Dividend Fund – MRFP
December 31, 2021Pender Strategic Growth & Income Fund – MRFP
December 31, 2021Pender Special Situations Fund (formerly Pender Strategic Investment Fund) – MRFP 
December 31, 2021Pender Value Fund – MRFP
December 31, 2021Pender Value Fund II – MRFP
Proxy Voting Records
June 30, 2021Pender Bond Universe Fund
June 30, 2021Pender Corporate Bond Fund
June 30, 2021Pender Enhanced Income Fund
June 30, 2021Pender Small Cap Opportunities Fund
June 30. 2021Pender Small/Mid Cap Dividend Fund
June 30, 2021Pender Special Situations Fund (formerly Pender Strategic Investment Fund)
June 30, 2021Pender Strategic Growth & Income Fund
June 30, 2021Pender Global Focused Fund (formerly Pender US All Cap Equity Fund)
June 30, 2021Pender Value Fund
June 30, 2021Pender Value Fund II
Year End Distributions
December, 2021Year End Distributions 2021
INDEPENDENT REVIEW COMMITTEE
AboutIndependent Review Committee
March 9th, 2022 IRC Report to Unitholders

Pender Growth Fund Inc.

REGULATORY
April 27, 2022Information Circular
April 27, 2022Proxy – Class C 
June 30, 2021Information Circular 
June 30, 2021Proxy – Class C
May 22, 2020Information Circular
May 22, 2020Proxy – Class C
May 22, 2020Notice of Meeting
November 8, 2021Annual Information Form
November 29, 2021Preliminary Short Form Base Shelf Prospectus
Financial Reporting
December 31, 2021Annual Financial Statement
December 31, 2021Annual MD&A
September 30, 2021Q3 2021 – Quarterly MD&A
September 30, 2021Q3 2021 – Quarterly Financial Statement 
June 30, 2021Q2 2021 – Quarterly Financial Statement
June 30, 2021Q2 2021 – Quarterly MD&A
March 31, 2021Q1 2021 – Quarterly Financial Statement
March 31, 2021Q1 2021 – Quarterly MD&A
December 31, 2020Annual Financial Statement
December 31, 2020Annual MD&A
September 30, 2020Q3 2020 – Quarterly Financial Statement
September 30, 2020Q3 2020 – Quarterly MD&A
June 30, 2020Q2 2020 – Quarterly Financial Statement
June 30, 2020Q2 2020 – Quarterly MD&A
March 31, 2020Q1 2020 – Quarterly Financial Statement
March 31, 2020Q1 2020 – Quarterly MD&A
December 31, 2019Annual Financial Statement
December 31, 2019Annual MD&A
September 30, 2019Q3 2019 – Quarterly Financial Statement
September 30, 2019Q3 2019 – Quarterly MD&A

PENDER PRIVATE INVESTMENTS INC. (FORMERLY WORKING OPPORTUNITY FUND (EVCC) LTD.)

Regulatory
April 14, 2021Notice of Meeting
April 14, 2021Information Circular
April 14, 2021Form of Proxy
June 30, 2020Proxy Voting Records
Financial Reporting
December 31, 2021Pender Private Investments – Annual MD&A
December 31, 2021Pender Private Investments – Annual Financial Statements
September 30, 2021Pender Private Investments – Quarterly MD&A
September 30, 2021Pender Private Investments – Quarterly Financial Statements
June 30, 2021Pender Private Investments – Semi Annual Financial Statement
June 30, 2021Pender Private Investments – Quarterly MD&A
June 30, 2020Working Opportunity Fund – Commercialization Series – MRFP
June 30, 2020Working Opportunity Fund – Venture Series – MRFP
December 31, 2020Working Opportunity Fund – Annual Financial Statement
December 31, 2020Working Opportunity Fund – Commercialization Series – MRFP
December 31, 2020Working Opportunity Fund – Venture Series – MRFP