Legal & Financial

INVESTMENT FUNDS
PENDER GROWTH FUND INC.
WORKING OPPORTUNITY FUND (EVCC) LTD.

Investment Funds

Regulatory
June 25, 2020 Simplified Prospectus
June 25, 2020  Annual Information Form
June 25, 2020 Fund Facts
PORTFOLIO HOLDINGS
December 31, 2020 Pender Bond Universe Fund
December 31, 2020 Pender Corporate Bond Fund
December 31, 2020 Pender Enhanced Income Fund
December 31, 2020 Pender Small Cap Opportunities Fund
December 31, 2020 Pender Small/Mid Cap Dividend Fund
December 31, 2020 Pender Strategic Growth & Income Fund
December 31, 2020 Pender Strategic Investment Fund
December 31, 2020 Pender US All Cap Equity Fund
December 31, 2020 Pender Value Fund
December 31, 2020 Pender Value Fund II
Semi-Annual Financial Reporting
June 30, 2020 Semi-Annual Financial Statement
June 30, 2020 Pender Bond Universe Fund – MRFP
June 30, 2020 Pender Corporate Bond Fund – MRFP
June 30, 2020 Pender Enhanced Income Fund – MRFP
June 30, 2020 Pender Small Cap Opportunities Fund – MRFP
June 30, 2020 Pender Small/Mid Cap Dividend Fund – MRFP 
June 30, 2020 Pender Strategic Growth & Income Fund – MRFP
June 30, 2020 Pender US All Cap Equity Fund – MRFP
June 30, 2020 Pender Value Fund – MRFP
June 30, 2020 Pender Value Fund II – MRFP 
Annual Financial Reporting
December 31, 2020 Annual Financial Statements
December 31, 2020 Pender Bond Universe Fund – MRFP
December 31, 2020 Pender Corporate Bond Fund – MRFP
December 31, 2020 Pender Enhanced Income Fund – MRFP
December 31, 2020 Pender Small Cap Opportunities Fund – MRFP
December 31, 2020 Pender Small/Mid Cap Dividend Fund – MRFP
December 31, 2020 Pender Strategic Growth & Income Fund – MRFP
December 31, 2020 Pender Strategic Investment Fund – MRFP
December 31, 2020 Pender US All Cap Equity Fund – MRFP
December 31, 2020 Pender Value Fund – MRFP
December 31, 2020 Pender Value Fund II – MRFP
Proxy Voting Records
June 30, 2020 Pender Bond Universe Fund
June 30, 2020 Pender Corporate Bond Fund
June 30, 2020 Pender Enhanced Income Fund
June 30, 2020 Pender Partners Fund
June 30, 2020 Pender Small Cap Opportunities Fund
June 30. 2020 Pender Small/Mid Cap Dividend Fund
June 30, 2020 Pender Strategic Growth & Income Fund
June 30, 2020 Pender US All Cap Equity Fund
June 30, 2020 Pender Value Fund
June 30, 2020 Pender Value Fund II
Year End Distributions
December 24, 2020 Year End Distributions 2020
INDEPENDENT REVIEW COMMITTEE
About Independent Review Committee
December 31, 2020 IRC Report to Unitholders

Pender Growth Fund Inc.

June 25, 2020 Pender Growth Fund – Annual Letter
REGULATORY
May 22, 2020 Information Circular
May 22, 2020 Proxy – Class C
May 22, 2020 Notice of Meeting
December 31, 2019 Annual Information Form
Financial Reporting
September 30, 2020 Q3 2020 – Quarterly Financial Statement
September 30, 2020 Q3 2020 – Quarterly MD&A
June 30, 2020 Q2 2020 – Quarterly Financial Statement
June 30, 2020 Q2 2020 – Quarterly MD&A
March 31, 2020 Q1 2020 – Quarterly Financial Statement
March 31, 2020 Q1 2020 – Quarterly MD&A
December 31, 2019 Annual Financial Statement
December 31, 2019 Annual MD&A
September 30, 2019 Q3 2019 – Quarterly Financial Statement
September 30, 2019 Q3 2019 – Quarterly MD&A

WORKING OPPORTUNITY FUND (EVCC) LTD.

Regulatory
November 14, 2019 Notice of Meeting
November 14, 2019 Information Circular
November 14, 2019 Form of Proxy
June 30, 2020 Proxy Voting Records
Financial Reporting
June 30, 2020 Working Opportunity Fund – Semi Annual Financial Statement
June 30, 2020 Working Opportunity Fund – Commercialization Series – MRFP
June 30, 2020 Working Opportunity Fund – Venture Series – MRFP
December 31, 2019 Working Opportunity Fund – Annual Financial Statement
December 31, 2019 Working Opportunity Fund – Commercialization Series – MRFP
December 31, 2019 Working Opportunity Fund – Venture Series – MRFP