Legal & Financial

INVESTMENT FUNDS
PENDER GROWTH FUND INC.
WORKING OPPORTUNITY FUND (EVCC) LTD.

Investment Funds

Regulatory
June 26, 2019 Simplified Prospectus
June 26, 2019  Annual Information Form
June 26, 2019 Fund Facts
December 17, 2019 Pender Enhanced Income Fund and Pender Value Fund II – Simplified Prospectus
December 17, 2019 Pender Enhanced Income Fund and Pender Value Fund II – Annual Information Form
December 17, 2019 Pender Enhanced Income Fund and Pender Value Fund II – Fund Facts
January 17, 2020 Pender Bond Universe Fund and Pender Small/Mid Cap Dividend Fund – Simplified Prospectus
January 17, 2020 Pender Bond Universe Fund and Pender Small/Mid Cap Dividend Fund – Annual Information Form
January 17, 2020 Pender Bond Universe Fund and Pender Small/Mid Cap Dividend Fund – Fund Facts
May 26, 2020 Preliminary and Pro Forma – Simplified Prospectus
May 26, 2020 Preliminary and Pro Forma – Annual Information Form
May 26, 2020 Preliminary and Pro Forma – Fund Facts
PORTFOLIO HOLDINGS
March 31, 2020 Pender Corporate Bond Fund
March 31,2020 Pender Bond Universe Fund
March 31, 2020 Pender Enhanced Income Fund
March 31, 2020 Pender Small Cap Opportunities Fund
March 31, 2020 Pender Small/Mid Cap Dividend Fund
March 31, 2020 Pender Strategic Growth & Income Fund
March 31, 2020 Pender US All Cap Equity Fund
March 31, 2020 Pender Value Fund
March 31, 2020 Pender Value Fund II
SEMI-ANNUAL Financial Reporting
June 30, 2019 Semi-Annual Financial Statement
June 30, 2019 Pender Corporate Bond Fund – MRFP
June 30, 2019 Pender Small Cap Opportunities Fund – MRFP
June 30, 2019 Pender Strategic Growth & Income Fund – MRFP
June 30, 2019 Pender US All Cap Equity Fund – MRFP
June 30, 2019 Pender Value Fund – MRFP
Annual Financial Reporting
December 31, 2019 Annual Financial Statements
December 31, 2019 Pender Corporate Bond Fund (MRFP)
December 31, 2019 Pender Small Cap Opportunities Fund (MRFP)
December 31, 2019 Pender Strategic Growth & Income Fund (MRFP)
December 31, 2019 Pender US All Cap Equity Fund (MRFP)
December 31, 2019 Pender Value Fund (MRFP)
December 31, 2019 Pender Enhanced Income Fund (MRFP)
December 31, 2019 Pender Value Fund II (MRFP)
PROXY VOTING RECORDS
June 30, 2019 Pender Corporate Bond Fund
June 30, 2019 Pender Small Cap Opportunities Fund
June 30, 2019 Pender Strategic Growth & Income Fund
June 30, 2019 Pender US All Cap Equity Fund
June 30, 2019 Pender Value Fund
YEAR END DISTRIBUTIONS
December 20, 2019 Distribution Factors
INDEPENDENT REVIEW COMMITTEE
About Independent Review Committee
December 31, 2019 IRC Report to Unitholders

PENDER GROWTH FUND INC.

REGULATORY
May 22, 2020 Information Circular
May 22, 2020 Proxy – Class C
May 22, 2020 Notice of Meeting
December 31, 2019 Annual Information Form
Financial Reporting
March 31, 2020 Q1 2020 – Quarterly Financial Statement
March 31, 2020 Q1 2020 – Quarterly MD&A
December 31, 2019 Annual Financial Statement
December 31, 2019 Annual MD&A
September 30, 2019 Q3 2019 – Quarterly Financial Statement
September 30, 2019 Q3 2019 – Quarterly MD&A
June 30, 2019 Q2 2019 – Quarterly Financial Statements
June 30, 2019 Q2 2019 – Quarterly MD&A 

Working Opportunity Fund (EVCC) Ltd.

INDEPENDENT REVIEW COMMITTEE
December 31, 2019 IRC Report to Unitholders
Regulatory
November 14, 2019 Notice of Meeting
November 14, 2019 Information Circular
November 14, 2019 Form of Proxy
June 30, 2019 Proxy Voting Records
Financial Reporting
June 30, 2019 Working Opportunity Fund – Semi Annual Financial Statement
June 30, 2019 Working Opportunity Fund – Commercialization Series – MRFP
June 30, 2019 Working Opportunity Fund – Venture Series – MRFP
December 31, 2019 Working Opportunity Fund – Annual Financial Statement
December 31, 2019 Working Opportunity Fund – Commercialization Series – MRFP
December 31, 2019 Working Opportunity Fund – Venture Series – MRFP