Legal & Financial
INVESTMENT FUNDS
PENDER GROWTH FUND INC.
WORKING OPPORTUNITY FUND (EVCC) LTD.
Investment Funds
Regulatory
| June 26, 2019 | Simplified Prospectus |
| June 26, 2019 | Annual Information Form |
| June 26, 2019 | Fund Facts |
| December 17, 2019 | Pender Enhanced Income Fund and Pender Value Fund II – Simplified Prospectus |
| December 17, 2019 | Pender Enhanced Income Fund and Pender Value Fund II – Annual Information Form |
| December 17, 2019 | Pender Enhanced Income Fund and Pender Value Fund II – Fund Facts |
| January 17, 2020 | Pender Bond Universe Fund and Pender Small/Mid Cap Dividend Fund – Simplified Prospectus |
| January 17, 2020 | Pender Bond Universe Fund and Pender Small/Mid Cap Dividend Fund – Annual Information Form |
| January 17, 2020 | Pender Bond Universe Fund and Pender Small/Mid Cap Dividend Fund – Fund Facts |
| May 26, 2020 | Preliminary and Pro Forma – Simplified Prospectus |
| May 26, 2020 | Preliminary and Pro Forma – Annual Information Form |
| May 26, 2020 | Preliminary and Pro Forma – Fund Facts |
PORTFOLIO HOLDINGS
| March 31, 2020 | Pender Corporate Bond Fund |
| March 31,2020 | Pender Bond Universe Fund |
| March 31, 2020 | Pender Enhanced Income Fund |
| March 31, 2020 | Pender Small Cap Opportunities Fund |
| March 31, 2020 | Pender Small/Mid Cap Dividend Fund |
| March 31, 2020 | Pender Strategic Growth & Income Fund |
| March 31, 2020 | Pender US All Cap Equity Fund |
| March 31, 2020 | Pender Value Fund |
| March 31, 2020 | Pender Value Fund II |
SEMI-ANNUAL Financial Reporting
| June 30, 2019 | Semi-Annual Financial Statement |
| June 30, 2019 | Pender Corporate Bond Fund – MRFP |
| June 30, 2019 | Pender Small Cap Opportunities Fund – MRFP |
| June 30, 2019 | Pender Strategic Growth & Income Fund – MRFP |
| June 30, 2019 | Pender US All Cap Equity Fund – MRFP |
| June 30, 2019 | Pender Value Fund – MRFP |
Annual Financial Reporting
| December 31, 2019 | Annual Financial Statements |
| December 31, 2019 | Pender Corporate Bond Fund (MRFP) |
| December 31, 2019 | Pender Small Cap Opportunities Fund (MRFP) |
| December 31, 2019 | Pender Strategic Growth & Income Fund (MRFP) |
| December 31, 2019 | Pender US All Cap Equity Fund (MRFP) |
| December 31, 2019 | Pender Value Fund (MRFP) |
| December 31, 2019 | Pender Enhanced Income Fund (MRFP) |
| December 31, 2019 | Pender Value Fund II (MRFP) |
PROXY VOTING RECORDS
| June 30, 2019 | Pender Corporate Bond Fund |
| June 30, 2019 | Pender Small Cap Opportunities Fund |
| June 30, 2019 | Pender Strategic Growth & Income Fund |
| June 30, 2019 | Pender US All Cap Equity Fund |
| June 30, 2019 | Pender Value Fund |
YEAR END DISTRIBUTIONS
| December 20, 2019 | Distribution Factors |
INDEPENDENT REVIEW COMMITTEE
| About | Independent Review Committee |
| December 31, 2019 | IRC Report to Unitholders |
PENDER GROWTH FUND INC.
REGULATORY
| May 22, 2020 | Information Circular |
| May 22, 2020 | Proxy – Class C |
| May 22, 2020 | Notice of Meeting |
| December 31, 2019 | Annual Information Form |
Financial Reporting
| March 31, 2020 | Q1 2020 – Quarterly Financial Statement |
| March 31, 2020 | Q1 2020 – Quarterly MD&A |
| December 31, 2019 | Annual Financial Statement |
| December 31, 2019 | Annual MD&A |
| September 30, 2019 | Q3 2019 – Quarterly Financial Statement |
| September 30, 2019 | Q3 2019 – Quarterly MD&A |
| June 30, 2019 | Q2 2019 – Quarterly Financial Statements |
| June 30, 2019 | Q2 2019 – Quarterly MD&A |
Working Opportunity Fund (EVCC) Ltd.
INDEPENDENT REVIEW COMMITTEE
| December 31, 2019 | IRC Report to Unitholders |
Regulatory
| November 14, 2019 | Notice of Meeting |
| November 14, 2019 | Information Circular |
| November 14, 2019 | Form of Proxy |
| June 30, 2019 | Proxy Voting Records |
Financial Reporting
| June 30, 2019 | Working Opportunity Fund – Semi Annual Financial Statement |
| June 30, 2019 | Working Opportunity Fund – Commercialization Series – MRFP |
| June 30, 2019 | Working Opportunity Fund – Venture Series – MRFP |
| December 31, 2019 | Working Opportunity Fund – Annual Financial Statement |
| December 31, 2019 | Working Opportunity Fund – Commercialization Series – MRFP |
| December 31, 2019 | Working Opportunity Fund – Venture Series – MRFP |
