Legal & Financial
INVESTMENT FUNDS
PENDER GROWTH FUND INC.
PENDER PRIVATE INVESTMENTS (formerly WORKING OPPORTUNITY FUND (EVCC) LTD.)
Investment Funds
Regulatory
March 21, 2022 | Simplified Prospectus (Pender Emerging Markets Impact Fund) |
March 21, 2022 | Annual Information Form (Pender Emerging Markets Impact Fund) |
March 21, 2022 | Fund Facts (Pender Emerging Markets Impact Fund) |
August 25, 2021 | Annual Information Form (Alternative Mutual Funds) |
August 25, 2021 | Simplified Prospectus (Alternative Mutual Funds) |
August 25, 2021 | Fund Facts (Alternative Mutual Funds) |
June 25, 2021 | Simplified Prospectus |
June 25, 2021 | Annual Information Form |
June 25, 2021 | Fund Facts |
PORTFOLIO HOLDINGS
December 31, 2021 | Pender Bond Universe Fund |
December 31, 2021 | Pender Corporate Bond Fund |
December 31, 2021 | Pender Enhanced Income Fund |
December 31, 2021 | Pender Global Focused Fund (formerly Pender US All Cap Equity Fund) |
December 31, 2021 | Pender Small Cap Opportunities Fund |
December 31, 2021 | Pender Small/Mid Cap Dividend Fund |
December 31, 2021 | Pender Special Situations Fund |
December 31, 2021 | Pender Strategic Growth & Income Fund |
December 31, 2021 | Pender Value Fund |
December 31, 2021 | Pender Value Fund II |
December 31, 2021 | Pender Alternative Absolute Return Fund |
December 31, 2021 | Pender Alternative Arbitrage Fund |
Semi-Annual Financial Reporting
June 30, 2021 | Pender Mutual Funds – Semi-Annual Financial Statement |
June 30, 2021 | Pender Bond Universe Fund – MRFP |
June 30, 2021 | Pender Corporate Bond Fund – MRFP |
June 30, 2021 | Pender Enhanced Income Fund – MRFP |
June 30, 2021 | Pender Global Focused Fund (formerly Pender US All Cap Equity Fund) – MRFP |
June 30, 2021 | Pender Small Cap Opportunities Fund – MRFP |
June 30, 2021 | Pender Small/Mid Cap Dividend Fund – MRFP |
June 30, 2021 | Pender Special Situations Fund (formerly Pender Strategic Investment Fund) – MRFP |
June 30, 2021 | Pender Strategic Growth & Income Fund – MRFP |
June 30, 2021 | Pender Value Fund – MRFP |
June 30, 2021 | Pender Value Fund II – MRFP |
Annual Financial Reporting
December 31, 2021 | Pender Mutual Funds – Annual Financial Statements |
December 31, 2021 | Pender Alternative Mutual Funds – Annual Financial Statements |
December 31, 2021 | Pender Alternative Arbitrage Fund – MRFP |
December 31, 2021 | Pender Alternative Absolute Return Fund – MRFP |
December 31, 2021 | Pender Bond Universe Fund – MRFP |
December 31, 2021 | Pender Corporate Bond Fund – MRFP |
December 31, 2021 | Pender Enhanced Income Fund – MRFP |
December 31, 2021 | Pender Global Focussed Fund (formerly Pender US All Cap Equity Fund) – MRFP |
December 31, 2021 | Pender Small Cap Opportunities Fund – MRFP |
December 31, 2021 | Pender Small/Mid Cap Dividend Fund – MRFP |
December 31, 2021 | Pender Strategic Growth & Income Fund – MRFP |
December 31, 2021 | Pender Special Situations Fund (formerly Pender Strategic Investment Fund) – MRFP |
December 31, 2021 | Pender Value Fund – MRFP |
December 31, 2021 | Pender Value Fund II – MRFP |
Proxy Voting Records
June 30, 2021 | Pender Bond Universe Fund |
June 30, 2021 | Pender Corporate Bond Fund |
June 30, 2021 | Pender Enhanced Income Fund |
June 30, 2021 | Pender Small Cap Opportunities Fund |
June 30. 2021 | Pender Small/Mid Cap Dividend Fund |
June 30, 2021 | Pender Special Situations Fund (formerly Pender Strategic Investment Fund) |
June 30, 2021 | Pender Strategic Growth & Income Fund |
June 30, 2021 | Pender Global Focused Fund (formerly Pender US All Cap Equity Fund) |
June 30, 2021 | Pender Value Fund |
June 30, 2021 | Pender Value Fund II |
Year End Distributions
December, 2021 | Year End Distributions 2021 |
INDEPENDENT REVIEW COMMITTEE
About | Independent Review Committee |
March 9th, 2022 | IRC Report to Unitholders |
Pender Growth Fund Inc.
REGULATORY
April 27, 2022 | Information Circular |
April 27, 2022 | Proxy – Class C |
June 30, 2021 | Information Circular |
June 30, 2021 | Proxy – Class C |
May 22, 2020 | Information Circular |
May 22, 2020 | Proxy – Class C |
May 22, 2020 | Notice of Meeting |
November 8, 2021 | Annual Information Form |
November 29, 2021 | Preliminary Short Form Base Shelf Prospectus |
Financial Reporting
December 31, 2021 | Annual Financial Statement |
December 31, 2021 | Annual MD&A |
September 30, 2021 | Q3 2021 – Quarterly MD&A |
September 30, 2021 | Q3 2021 – Quarterly Financial Statement |
June 30, 2021 | Q2 2021 – Quarterly Financial Statement |
June 30, 2021 | Q2 2021 – Quarterly MD&A |
March 31, 2021 | Q1 2021 – Quarterly Financial Statement |
March 31, 2021 | Q1 2021 – Quarterly MD&A |
December 31, 2020 | Annual Financial Statement |
December 31, 2020 | Annual MD&A |
September 30, 2020 | Q3 2020 – Quarterly Financial Statement |
September 30, 2020 | Q3 2020 – Quarterly MD&A |
June 30, 2020 | Q2 2020 – Quarterly Financial Statement |
June 30, 2020 | Q2 2020 – Quarterly MD&A |
March 31, 2020 | Q1 2020 – Quarterly Financial Statement |
March 31, 2020 | Q1 2020 – Quarterly MD&A |
December 31, 2019 | Annual Financial Statement |
December 31, 2019 | Annual MD&A |
September 30, 2019 | Q3 2019 – Quarterly Financial Statement |
September 30, 2019 | Q3 2019 – Quarterly MD&A |
PENDER PRIVATE INVESTMENTS INC. (FORMERLY WORKING OPPORTUNITY FUND (EVCC) LTD.)
Regulatory
April 14, 2021 | Notice of Meeting |
April 14, 2021 | Information Circular |
April 14, 2021 | Form of Proxy |
June 30, 2020 | Proxy Voting Records |
Financial Reporting
December 31, 2021 | Pender Private Investments – Annual MD&A |
December 31, 2021 | Pender Private Investments – Annual Financial Statements |
September 30, 2021 | Pender Private Investments – Quarterly MD&A |
September 30, 2021 | Pender Private Investments – Quarterly Financial Statements |
June 30, 2021 | Pender Private Investments – Semi Annual Financial Statement |
June 30, 2021 | Pender Private Investments – Quarterly MD&A |
June 30, 2020 | Working Opportunity Fund – Commercialization Series – MRFP |
June 30, 2020 | Working Opportunity Fund – Venture Series – MRFP |
December 31, 2020 | Working Opportunity Fund – Annual Financial Statement |
December 31, 2020 | Working Opportunity Fund – Commercialization Series – MRFP |
December 31, 2020 | Working Opportunity Fund – Venture Series – MRFP |