Legal & Financial
INVESTMENT FUNDS
PENDER GROWTH FUND INC.
WORKING OPPORTUNITY FUND (EVCC) LTD.
Investment Funds
Regulatory
| June 25, 2020 | Simplified Prospectus |
| June 25, 2020 | Annual Information Form |
| June 25, 2020 | Fund Facts |
PORTFOLIO HOLDINGS
| December 31, 2020 | Pender Bond Universe Fund |
| December 31, 2020 | Pender Corporate Bond Fund |
| December 31, 2020 | Pender Enhanced Income Fund |
| December 31, 2020 | Pender Small Cap Opportunities Fund |
| December 31, 2020 | Pender Small/Mid Cap Dividend Fund |
| December 31, 2020 | Pender Strategic Growth & Income Fund |
| December 31, 2020 | Pender Strategic Investment Fund |
| December 31, 2020 | Pender US All Cap Equity Fund |
| December 31, 2020 | Pender Value Fund |
| December 31, 2020 | Pender Value Fund II |
Semi-Annual Financial Reporting
| June 30, 2020 | Semi-Annual Financial Statement |
| June 30, 2020 | Pender Bond Universe Fund – MRFP |
| June 30, 2020 | Pender Corporate Bond Fund – MRFP |
| June 30, 2020 | Pender Enhanced Income Fund – MRFP |
| June 30, 2020 | Pender Small Cap Opportunities Fund – MRFP |
| June 30, 2020 | Pender Small/Mid Cap Dividend Fund – MRFP |
| June 30, 2020 | Pender Strategic Growth & Income Fund – MRFP |
| June 30, 2020 | Pender US All Cap Equity Fund – MRFP |
| June 30, 2020 | Pender Value Fund – MRFP |
| June 30, 2020 | Pender Value Fund II – MRFP |
Annual Financial Reporting
| December 31, 2020 | Annual Financial Statements |
| December 31, 2020 | Pender Bond Universe Fund – MRFP |
| December 31, 2020 | Pender Corporate Bond Fund – MRFP |
| December 31, 2020 | Pender Enhanced Income Fund – MRFP |
| December 31, 2020 | Pender Small Cap Opportunities Fund – MRFP |
| December 31, 2020 | Pender Small/Mid Cap Dividend Fund – MRFP |
| December 31, 2020 | Pender Strategic Growth & Income Fund – MRFP |
| December 31, 2020 | Pender Strategic Investment Fund – MRFP |
| December 31, 2020 | Pender US All Cap Equity Fund – MRFP |
| December 31, 2020 | Pender Value Fund – MRFP |
| December 31, 2020 | Pender Value Fund II – MRFP |
Proxy Voting Records
| June 30, 2020 | Pender Bond Universe Fund |
| June 30, 2020 | Pender Corporate Bond Fund |
| June 30, 2020 | Pender Enhanced Income Fund |
| June 30, 2020 | Pender Partners Fund |
| June 30, 2020 | Pender Small Cap Opportunities Fund |
| June 30. 2020 | Pender Small/Mid Cap Dividend Fund |
| June 30, 2020 | Pender Strategic Growth & Income Fund |
| June 30, 2020 | Pender US All Cap Equity Fund |
| June 30, 2020 | Pender Value Fund |
| June 30, 2020 | Pender Value Fund II |
Year End Distributions
| December 24, 2020 | Year End Distributions 2020 |
INDEPENDENT REVIEW COMMITTEE
| About | Independent Review Committee |
| December 31, 2020 | IRC Report to Unitholders |
Pender Growth Fund Inc.
| June 25, 2020 | Pender Growth Fund – Annual Letter |
REGULATORY
| May 22, 2020 | Information Circular |
| May 22, 2020 | Proxy – Class C |
| May 22, 2020 | Notice of Meeting |
| December 31, 2019 | Annual Information Form |
Financial Reporting
| September 30, 2020 | Q3 2020 – Quarterly Financial Statement |
| September 30, 2020 | Q3 2020 – Quarterly MD&A |
| June 30, 2020 | Q2 2020 – Quarterly Financial Statement |
| June 30, 2020 | Q2 2020 – Quarterly MD&A |
| March 31, 2020 | Q1 2020 – Quarterly Financial Statement |
| March 31, 2020 | Q1 2020 – Quarterly MD&A |
| December 31, 2019 | Annual Financial Statement |
| December 31, 2019 | Annual MD&A |
| September 30, 2019 | Q3 2019 – Quarterly Financial Statement |
| September 30, 2019 | Q3 2019 – Quarterly MD&A |
WORKING OPPORTUNITY FUND (EVCC) LTD.
Regulatory
| November 14, 2019 | Notice of Meeting |
| November 14, 2019 | Information Circular |
| November 14, 2019 | Form of Proxy |
| June 30, 2020 | Proxy Voting Records |
Financial Reporting
| June 30, 2020 | Working Opportunity Fund – Semi Annual Financial Statement |
| June 30, 2020 | Working Opportunity Fund – Commercialization Series – MRFP |
| June 30, 2020 | Working Opportunity Fund – Venture Series – MRFP |
| December 31, 2019 | Working Opportunity Fund – Annual Financial Statement |
| December 31, 2019 | Working Opportunity Fund – Commercialization Series – MRFP |
| December 31, 2019 | Working Opportunity Fund – Venture Series – MRFP |
