Legal & Financial

INVESTMENT FUNDS
PENDER GROWTH FUND INC.
PENDER PRIVATE INVESTMENTS (formerly WORKING OPPORTUNITY FUND (EVCC) LTD.)

Investment Funds

Regulatory
November 2022Relationship Disclosure Brochure
August 29, 2022Simplified Prospectus (Alternative Mutual Funds)
August 29, 2022Fund Facts (Alternative Mutual Funds)
June 28, 2022Simplified Prospectus (Conventional Mutual Funds)
June 28, 2022Fund Facts (Conventional Mutual Funds)
July 22, 2022Report of Voting Results (Pender Special Situations Fund)
July 22, 2022Report of Voting Results (Pender Value Fund II)
June 23, 2022Notice of Special Meeting and Management Information Circular (Pender Special Situations Fund)
June 23, 2022Notice of Special Meeting and Management Information Circular (Pender Value Fund II)
June 23, 2022Form of Proxy: Pender Special Situations Fund (formerly Pender Strategic Investment Fund)
June 23, 2022Form of Proxy: Pender Value Fund II
August 25, 2021Annual Information Form (Alternative Mutual Funds)
PORTFOLIO HOLDINGS
December 31, 2022Pender Alternative Absolute Return Fund
December 31, 2022Pender Alternative Arbitrage Fund 
December 31, 2022Pender Alternative Arbitrage Plus Fund
December 31, 2022Pender Alternative Absolute Return Fund
December 31, 2022Pender Alternative Multi-Strategy Income Fund
December 31, 2022Pender Alternative Special Situations Fund
December 31, 2022Pender Bond Universe Fund
December 31, 2022Pender Corporate Bond Fund
December 31, 2022Pender Enhanced Income Fund
December 31, 2022Pender Global Focused Fund
December 31, 2022Pender Small Cap Opportunities Fund
December 31, 2022Pender Small/Mid Cap Dividend Fund
December 31, 2022Pender Strategic Growth & Income Fund
December 31, 2022Pender Value Fund
Semi-Annual Financial Reporting
June 30, 2022Pender Mutual Funds – Semi-Annual Financial Statement
June 30, 2022Pender Alternative Mutual Funds – Semi-Annual Financial Statement
June 30, 2022Pender Alternative Arbitrage Fund – MRFP
June 30, 2022Pender Alternative Absolute Return Fund – MRFP
June 30, 2022Pender Bond Universe Fund – MRFP
June 30, 2022Pender Corporate Bond Fund – MRFP
June 30, 2022Pender Enhanced Income Fund – MRFP
June 30, 2022Pender Global Focused Fund – MRFP
June 30, 2022Pender Small Cap Opportunities Fund – MRFP
June 30, 2022Pender Small/Mid Cap Dividend Fund – MRFP 
June 30, 2022Pender Special Situations Fund (formerly Pender Strategic Investment Fund) – MRFP
June 30, 2022Pender Strategic Growth & Income Fund – MRFP
June 30, 2022Pender Value Fund – MRFP
June 30, 2022Pender Value Fund II – MRFP 
Annual Financial Reporting
December 31, 2022Pender Mutual Funds – Annual Financial Statements
December 31, 2022Pender Alternative Mutual Funds – Annual Financial Statements
December 31, 2022Pender Alternative Arbitrage Fund – MRFP
December 31, 2022Pender Alternative Absolute Return Fund – MRFP
December 31. 2022Pender Alternative Arbitrage Plus Fund – MRFP
December 31, 2022Pender Alternative Multi-Strategy Income Fund (formerly Pender Value Fund II) – MRFP
December 31, 2022Pender Alternative Special Situations Fund (formerly Pender Special Situations Fund) – MRFP 
December 31, 2022Pender Bond Universe Fund – MRFP
December 31, 2022Pender Corporate Bond Fund – MRFP
December 31, 2022Pender Enhanced Income Fund – MRFP
December 31, 2022Pender Global Focussed Fund – MRFP
December 31, 2022Pender Small Cap Opportunities Fund – MRFP
December 31, 2022Pender Small/Mid Cap Dividend Fund – MRFP
December 31, 2022Pender Strategic Growth & Income Fund – MRFP
December 31, 2022Pender Value Fund – MRFP
Proxy Voting Records
June 30, 2022Pender Alternative Arbitrage Fund
June 30, 2022Pender Alternative Absolute Return Fund
June 30, 2022Pender Bond Universe Fund
June 30, 2022Pender Corporate Bond Fund
June 30, 2022Pender Enhanced Income Fund
June 30, 2022Pender Small Cap Opportunities Fund
June 30. 2022Pender Small/Mid Cap Dividend Fund
June 30, 2022Pender Special Situations Fund (formerly Pender Strategic Investment Fund)
June 30, 2022Pender Strategic Growth & Income Fund
June 30, 2022Pender Global Focused Fund
June 30, 2022Pender Value Fund
June 30, 2022Pender Value Fund II
Year End Distributions
December 23, 20222022 Year End Distributions
INDEPENDENT REVIEW COMMITTEE
AboutIndependent Review Committee
March 9th, 2022 IRC Report to Unitholders

Pender Growth Fund Inc.

REGULATORY
May 26, 2022Annual Information Form 
April 27, 2022Information Circular
April 27, 2022Proxy – Class C 
June 30, 2021Information Circular 
June 30, 2021Proxy – Class C
May 22, 2020Information Circular
May 22, 2020Proxy – Class C
May 22, 2020Notice of Meeting
November 8, 2021Annual Information Form
November 29, 2021Preliminary Short Form Base Shelf Prospectus
Financial Reporting
September 30, 2022Q3 2022 – Quarterly Financial Statement
September 30, 2022Q3 2022 – Quarterly MD&A
June 30, 2022Q2 2022 – Quarterly MD&A
June 30, 2022Q2 2022 – Quarterly Financial Statement
March 31, 2022Q1 2022 – Quarterly MD&A
March 31, 2022Q1 2022 – Quarterly Financial Statement
December 31, 2021Annual Financial Statement
December 31, 2021Annual MD&A
September 30, 2021Q3 2021 – Quarterly MD&A
September 30, 2021Q3 2021 – Quarterly Financial Statement 
June 30, 2021Q2 2021 – Quarterly Financial Statement
June 30, 2021Q2 2021 – Quarterly MD&A
March 31, 2021Q1 2021 – Quarterly Financial Statement
March 31, 2021Q1 2021 – Quarterly MD&A
December 31, 2020Annual Financial Statement
December 31, 2020Annual MD&A
September 30, 2020Q3 2020 – Quarterly Financial Statement
September 30, 2020Q3 2020 – Quarterly MD&A
June 30, 2020Q2 2020 – Quarterly Financial Statement
June 30, 2020Q2 2020 – Quarterly MD&A
March 31, 2020Q1 2020 – Quarterly Financial Statement
March 31, 2020Q1 2020 – Quarterly MD&A
December 31, 2019Annual Financial Statement
December 31, 2019Annual MD&A
September 30, 2019Q3 2019 – Quarterly Financial Statement
September 30, 2019Q3 2019 – Quarterly MD&A

PENDER PRIVATE INVESTMENTS INC. (FORMERLY WORKING OPPORTUNITY FUND (EVCC) LTD.)

Regulatory
July 19, 2022Supplemental Mail List Return Card
July 19, 2022Information Circular
July 19, 2022Form of Proxy
June 30, 2020Proxy Voting Records
Financial Reporting
September 30, 2022Pender Private Investment – Q3 2022 MD&A
September 30, 2022Pender Private Investments – Q3 2022 Financial Statements
June 30, 2022Pender Private Investments – Quarterly MD&A
June 30, 2022Pender Private Investments – Semi Annual Financial Statements
March 31, 2022Pender Private Investments – Quarterly MD&A
March 31, 2022Pender Private Investments – Quarterly Financial Statements
December 31, 2021Pender Private Investments – Annual MD&A
December 31, 2021Pender Private Investments – Annual Financial Statements
September 30, 2021Pender Private Investments – Quarterly MD&A
September 30, 2021Pender Private Investments – Quarterly Financial Statements
June 30, 2021Pender Private Investments – Semi Annual Financial Statement
June 30, 2021Pender Private Investments – Quarterly MD&A
June 30, 2020Working Opportunity Fund – Commercialization Series – MRFP
June 30, 2020Working Opportunity Fund – Venture Series – MRFP
December 31, 2020Working Opportunity Fund – Annual Financial Statement
December 31, 2020Working Opportunity Fund – Commercialization Series – MRFP
December 31, 2020Working Opportunity Fund – Venture Series – MRFP
 
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